Log into your Carta account to view the Portfolio details page listing out the Companies where you hold Company Equity. The Holdings section shows you details of your grants.
Log into your Carta account and select an RSU grant in your Holdings section.
Carta will show a modal for grant-specific information. For each RSU grant, select Vesting Schedule (left sidebar) to see the Vesting Schedule Summary, which includes vesting start date and vesting schedule. You can provide a screenshot of this summary or modal for the Vesting Event documentation by uploading to the 2021 Tax Filing Form.
You can pull the Exercise History for all Company Equity across all Companies managed in your Carta account by logging into your Carta account, selecting Account at the top of the screen, and clicking Exercise History. Use the Export button to export all exercises across your portfolio including total taxes, costs, and gains/losses.
While not needed for the 2021 Tax Filing Form, you can also view exercise history specific to any individual grants by clicking on Exercises.
If your Company is public, you will have an option to sell your exercised shares. View past sales by going to the Orders tab.
You can provide a screenshot of all sold, pending, and canceled orders in this tab to upload to the 2021 Tax Filing Form.
For an overview of your Shareworks dashboard, please refer to this guide.
How to Pull Your Vesting, Exercise, and Sale Events:
To generate a historical report that provides a full history of exercises, RSU releases, sales, and vested shares, click on the Activity tab and then select REPORTS. For the 2021 Tax Filing Form, enter 1/1/2021 as the Start Date and 12/31/2021 as the End Date and select the option to view the statement or save/print via PDF
If you exercised and held any shares (not sold at the time of exercise), the statements will not provide enough granular information on the grant sales. You can find more details on these sales by going to the Past Events tab under the Activity tab for a full history of any transaction activity that has occurred within your account. You can view the details of an individual past event by selecting one of them. Select each event where you exercised and held the shares (not sold at the time of exercise) and upload to the 2021 Tax Filing Form. If you’re unsure whether you exercised and held shares, upload the event details to the 2021 Tax Filing Form, and the Compound Tax team will review fully.
Log into your Pulley account to view the Portfolio page listing out the Companies where you hold Company Equity. Select the Company you are interested in to view information for that Company.
Your holdings will be at the bottom of the Company page. View more details by clicking on each share class listed and then selecting the specific grant.
For each Company where you have Company Equity, pull your full vesting schedule for each RSU grant at that Company by selecting the Company, selecting a holding, and scrolling down to the bottom of the page for the Attachments section (below Vesting section). Download the Notice of Restricted Stock Unit Award document.
For each Company where you have exercised options, pull the details of each exercise event by selecting the Company, selecting a holding where you have exercised, and clicking on the Share name. Provide a screenshot of each exercise event summary or modal by uploading to the 2021 Tax Filing Form.
